LICENSE INFORMATION

The Programs listed below are licensed under the following License Information terms and conditions in addition to the Program license terms previously agreed to by Client and IBM. If Client does not have previously agreed to license terms in effect for the Program, the International Program License Agreement (Z125- 3301-14) applies.

Program Name (Program Number):
IBM Trade Surveillance Analytics 2.0.3 (5725-Y79)

The following standard terms apply to Licensee's use of the Program.

Limited use right

As described in the International Program License Agreement ("IPLA") and this License Information, IBM grants Licensee a limited right to use the Program. This right is limited to the level of Authorized Use, such as a Processor Value Unit ("PVU"), a Resource Value Unit ("RVU"), a Value Unit ("VU"), or other specified level of use, paid for by Licensee as evidenced in the Proof of Entitlement. Licensee's use may also be limited to a specified machine, or only as a Supporting Program, or subject to other restrictions. As Licensee has not paid for all of the economic value of the Program, no other use is permitted without the payment of additional fees. In addition, Licensee is not authorized to use the Program to provide commercial IT services to any third party, to provide commercial hosting or timesharing, or to sublicense, rent, or lease the Program unless expressly provided for in the applicable agreements under which Licensee obtains authorizations to use the Program. Additional rights may be available to Licensee subject to the payment of additional fees or under different or supplementary terms. IBM reserves the right to determine whether to make such additional rights available to Licensee.

Specifications

Program's specifications can be found in the collective Description and Technical Information sections of the Program's Announcement Letters.

Supporting Programs

The Program is licensed as a multi-product package and includes the Supporting Programs identified below. Licensee is authorized to install and use such Supporting Programs only to support Licensee's use of the Principal Program under this Agreement and within the limits of the Proofs of Entitlement for the Program (unless broader rights are provided elsewhere in this License Information document). The phrase "to support Licensee's use" would include only those uses that are necessary or otherwise directly related to a licensed use of the Principal Program or another Supporting or Bundled Program. The Supporting Programs may not be used for any other purpose. Licensee is not authorized to transfer or remarket the Supporting Programs separate from the Principal Program. A Supporting Program may be accompanied by license terms, and those terms, if any, apply to Licensee's use of that Supporting Program. In the event of conflict, the terms in this License Information document supersede the Supporting Program's terms. When Licensee's right to use the Program expires or terminates, Licensee must discontinue use, destroy or promptly return all copies of the Supporting Programs to the party from whom Licensee acquired the Program. If Licensee downloaded the Supporting Programs, Licensee should contact the party from whom Licensee acquired the Program. If Licensee wishes to license the Supporting Programs for any use beyond the limits set forth above, please contact an IBM Sales Representative or the party from whom Licensee acquired the Program to obtain the appropriate license.

The following are Supporting Programs licensed with the Program:
IBM Streams

Limited Use Program

This Program is supplied only for use with Named Program(s) and/or Service(s) identified below or their successors. Licensee is prohibited from using this Program in connection with any other software or service.

Named Program(s) and/or Service(s):
IBM Surveillance Insight for Financial Services

Prohibited Uses

Licensee may not use or authorize others to use the Program, alone or in combination with other services or products, in support of any of the following high risk activities: design, construction, control, or maintenance of nuclear facilities, mass transit systems, air traffic control systems, automotive control systems, weapons systems, or aircraft navigation or communications, or any other activity where program failure could give rise to a material threat of death or serious personal injury.

The following units of measure may apply to Licensee's use of the Program.

Resource Value Unit (RVU)

Resource Value Unit (RVU) is a unit of measure by which the Program can be licensed. RVU Proofs of Entitlement are based on the number of units of a specific resource used or managed by the Program. Licensee must obtain sufficient entitlements for the number of RVUs required for Licensee's environment for the specific resources as specified in the table below. RVU entitlements are specific to the Program and the type of resource and may not be exchanged, interchanged, or aggregated with RVU entitlements of another program or resource.

In addition to the above, the following terms apply to Licensee's use of the Program.

The Resource for the purpose of RVU calculation is one (1) Eligible Participant. Each individual or entity eligible to participate in any service delivery program managed or tracked by the Program is an Eligible Participant. Licensee must obtain sufficient entitlements to cover all Eligible Participants.

Resource Value Unit Conversion Table

From 1 to 100 Resources, 1.0 RVU per Resource
From 101 to 250 Resources, 100 RVUs plus 0.9 RVUs per Resource above 100
From 251 to 500 Resources, 235 RVUs plus 0.8 RVUs per Resource above 250
From 501 to 750 Resources, 435 RVUs plus 0.6 RVUs per Resource above 500
From 751 to 1,250 Resources, 585 RVUs plus 0.5 RVUs per Resource above 750
From 1,251 to 2,000 Resources, 835 RVUs plus 0.4 RVUs per Resource above 1,250
For more than 2,000 Resources, 1,135 RVUs plus 0.3 RVUs per Resource above 2,000


Supporting Program Details

IBM Streams
- Use Limitation: Use by Principal Program

"Use by Principal Program" means that the Supporting Program is provided exclusively for use by the Principal Program. Neither Licensee nor any application, program or device is authorized to directly use or access the services of the Supporting Program except Licensee may access the Supporting Program to perform administrative functions for the Supporting Program such as backup, recovery and authorized configuration.

Prerequisite Programs

In addition to the entitlements required for the Program, Licensee must also obtain at least one entitlement to IBM Surveillance Insight for Financial Services.

L/N: L-PFOR-AX3JBH
D/N: L-PFOR-AX3JBH
P/N: L-PFOR-AX3JBH