LICENSE INFORMATION

The Programs listed below are licensed under the following License Information terms and conditions in addition to the Program license terms previously agreed to by Client and IBM. If Client does not have previously agreed to license terms in effect for the Program, the IBM International Program License Agreement (Z125-3301-14) applies.

Program Name: IBM Counter Fraud Management for Healthcare - Analytics v1.5.0.5
Program Number: 5725-P56

As described in the International Program License Agreement ("IPLA") and this License Information, IBM grants Licensee a limited right to use the Program. This right is limited to the level of Authorized Use, such as a Processor Value Unit ("PVU"), a Value Unit ("VU"), or other specified level of use, paid for by Licensee as evidenced in the Proof of Entitlement. Licensee's use may also be limited to a specified machine, or only as a Supporting Program, or subject to other restrictions. As Licensee has not paid for all of the economic value of the Program, no other use is permitted without the payment of additional fees. In addition, as stated in the IPLA, Licensee is not authorized to use the Program to provide commercial IT services to any third party, to provide commercial hosting or timesharing, or to sublicense, rent, or lease the Program unless expressly provided for in the applicable agreements under which Licensee obtains authorizations to use the Program. Additional rights may be available to Licensee subject to the payment of additional fees or under different or supplementary terms. IBM reserves the right to determine whether to make such additional rights available to Licensee.

Program's specifications can be found in the collective Description and Technical Information sections of the Program's Announcement Letters.

Supporting Programs

The Program is licensed as a multi-product package and includes the Supporting Programs identified below. Licensee is authorized to install and use such Supporting Programs only to support Licensee's use of the Principal Program under this Agreement and within the limits of the Proofs of Entitlement for the Program (unless broader rights are provided elsewhere in this License Information document). The phrase "to support Licensee's use" would include only those uses that are necessary or otherwise directly related to a licensed use of the Principal Program or another Supporting Program. The Supporting Programs may not be used for any other purpose. Licensee is not authorized to transfer or remarket the Supporting Programs separate from the Principal Program. A Supporting Program may be accompanied by license terms, and those terms, if any, apply to Licensee's use of that Supporting Program. In the event of conflict, the terms in this License Information document supersede the Supporting Program's terms. When Licensee's right to use the Program expires or terminates, Licensee must discontinue use, destroy or promptly return all copies of the Supporting Programs to the party from whom Licensee acquired the Program. If Licensee downloaded the Supporting Programs, Licensee should contact the party from whom Licensee acquired the Program. If Licensee wishes to license the Supporting Programs for any use beyond the limits set forth above, please contact an IBM Sales Representative or the party from whom Licensee acquired the Program to obtain the appropriate license.

The following are Supporting Programs licensed with the Program:
IBM DB2 Enterprise Server Edition Version 10.5
IBM Cognos Business Intelligence Analytics Administrator 10.2.2
IBM Integration Bus 9.0
IBM SPSS Collaboration and Deployment Services 7.0
IBM SPSS Modeler Server Gold 17.0
IBM SPSS Modeler Gold 17.0 (keyless)
IBM SPSS Statistics Standard 23.0
IBM SPSS Statistics Server Standard 23.0
WebSphere Application Server Network Deployment 8.5.5
IBM InfoSphere Identity Insight 8.1
IBM i2 Intelligence Analysis Platform 3.0.9
IBM i2 Analyst's Notebook Premium 8.9.11
WebSphere MQ 7.5
IBM Case Manager 5.2.1
IBM Operational Decision Manager 8.7
IBM Cognos Business Intelligence Supplementary Languages Documentation 10.2.2
IBM Cognos Business Intelligence Samples 10.2.2
IBM Cognos Business Intelligence Mobile Server 10.2.2
IBM InfoSphere Federation Server 10.5
IBM Watson Explorer Advanced Edition 10.0
SPSS Analytic Server Hadoop Pushback 2.0
IBM Security Directory Server V6.4
IBM Installation Manager and Packaging Utility for the Rational Software Development Platform 1.8.3
IBM SPSS Collaboration and Deployment Services - Real Time Scoring 7.0
IBM i2 Analyst's Notebook Connector for Esri 8.9.11
IBM DB2 Encryption Offering 10.5.0.5
IBM InfoSphere DataStage v11.3
IBM InfoSphere DataStage and QualityStage Designer V11.3
IBM Watson Content Analytics 3.5

Prohibited Components

Notwithstanding any provision in the Agreement, Licensee is not authorized to use any of the following components or functions of the Program:
IBM SPSS Modeler Client Social Network Analysis (of IBM SPSS Modeler Gold)
IBM SPSS Modeler Server Social Network Analysis (of IBM SPSS Modeler Gold)
Intelligent Management functions (of IBM WebSphere Application Server Network Deployment)
IBM Security Directory Server Proxy server (of IBM Security Directory Server)
Whitepages Application (of IBM Security Directory Server)
Content Analytics Studio (of IBM Watson Explorer Advanced Edition)
IBM InfoSphere DataStage Balanced Optimization (of IBM InfoSphere DataStage)
IBM InfoSphere DataStage Pack for SAS (of IBM InfoSphere DataStage)

Compliance Management Programs

The Program can be used to help Licensee meet compliance obligations, which may be based on laws, regulations, standards or practices. Any directions, suggested usage, or guidance provided by the Program does not constitute legal, accounting, or other professional advice, and Licensee is cautioned to obtain its own legal, accounting, or other expert counsel. Licensee is solely responsible for ensuring that Licensee and Licensee's activities, applications and systems comply with all applicable laws, regulations, standards and practices. Use of this Program does not guarantee compliance with any law, regulation, standard or practice.

Separately Licensed Code

The provisions of this paragraph do not apply to the extent they are held to be invalid or unenforceable under the law that governs this license. Each of the components listed below is considered "Separately Licensed Code". IBM Separately Licensed Code is licensed to Licensee under the terms of the applicable third party license agreement(s) set forth in the NON_IBM_LICENSE file(s) that accompanies the Program. Notwithstanding any of the terms in the Agreement, or any other agreement Licensee may have with IBM, the terms of such third party license agreement(s) governs Licensee's use of all Separately Licensed Code unless otherwise noted below.

Future Program updates or fixes may contain additional Separately Licensed Code. Such additional Separately Licensed Code and related licenses are listed in another NON_IBM_LICENSE file that accompanies the Program update or fix. Licensee acknowledges that Licensee has read and agrees to the license agreements contained in the NON_IBM_LICENSE file(s). If Licensee does not agree to the terms of these third party license agreements, Licensee may not use the Separately Licensed Code.

For Programs acquired under the International Program License Agreement ("IPLA") or International Program License Agreement for Non Warranted Program ("ILAN") and Licensee is the original licensee of the Program, if Licensee does not agree with the third party license agreements, Licensee may return the Program in accordance with the terms of, and within the specified time frames stated in, the "Money-back Guarantee" section of the IPLA or ILAN IBM Agreement.

Note: Notwithstanding any of the terms in the third party license agreement, the Agreement, or any other agreement Licensee may have with IBM:
(a) IBM provides this Separately Licensed Code to Licensee WITHOUT WARRANTIES OF ANY KIND;
(b) IBM DISCLAIMS ANY AND ALL EXPRESS AND IMPLIED WARRANTIES AND CONDITIONS INCLUDING, BUT NOT LIMITED TO, THE WARRANTY OF TITLE, NON-INFRINGEMENT OR INTERFERENCE AND THE IMPLIED WARRANTIES AND CONDITIONS OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE, WITH RESPECT TO THE SEPARATELY LICENSED CODE;
(c) IBM is not liable to Licensee, and will not defend, indemnify, or hold Licensee harmless for any claims arising from or related to the Separately Licensed Code; and
(d) IBM is not liable for any direct, indirect, incidental, special, exemplary, punitive or consequential damages including, but not limited to, lost data, lost savings, and lost profits, with respect to the Separately Licensed Code.

Notwithstanding these exclusions, in Germany and Austria, IBM's warranty and liability for the Separately Licensed Code is governed only by the respective terms applicable for Germany and Austria in IBM license agreements.

Note: IBM may provide limited support for some Separately Licensed Code. If such support is available, the details and any additional terms related to such support will be set forth in the License Information document.

The following are Separately Licensed Code:
Sandcastle Help File Builder

Source Components and Sample Materials

The Program may include some components in source code form ("Source Components") and other materials identified as Sample Materials. Licensee may copy and modify Source Components and Sample Materials for internal use only provided such use is within the limits of the license rights under this Agreement, provided however that Licensee may not alter or delete any copyright information or notices contained in the Source Components or Sample Materials. IBM provides the Source Components and Sample Materials without obligation of support and "AS IS", WITH NO WARRANTY OF ANY KIND, EITHER EXPRESS OR IMPLIED, INCLUDING THE WARRANTY OF TITLE, NON-INFRINGEMENT OR NON-INTERFERENCE AND THE IMPLIED WARRANTIES AND CONDITIONS OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE.

Program Keys

For Programs which require keys to operate, Licensee may not have more keys to the Program in Licensee's Enterprise than Licensee has entitlements.

Terms for Microsoft Visual Studio

The Program may contain Microsoft Visual Studio SDK code. Licensee is not permitted to use such code to develop extensions to Microsoft Visual Studio.

Prohibited Uses

Licensee may not use or authorize others to use the Program or any part of the Program, alone or in combination with other products, in support of any of the following High Risk Activities: design, construction, control, or maintenance of nuclear facilities, mass transit systems, air traffic control systems, weapons systems, or aircraft navigation or communications, or any other activity where program failure could give rise to a material threat of death or serious personal injury.

Export and Import Restrictions

This Program may contain cryptography. Transfer to, or use by, users of the Program may be prohibited or subject to export or import laws, regulations or policies, including those of the United States Export Administration Regulations. Licensee assumes all responsibility for complying with all applicable laws, regulations, and policies regarding the export, import, or use of this Program, including but not limited to, U.S. restrictions on exports or reexports. To obtain the export classification of this Program refer to: https://www.ibm.com/products/exporting/.

Third Party Data and Services

The Program may contain links to or be used to access third party data services, databases, web services, software, or other third party content (all, "content"). Access to this content is provided "AS-IS", WITH NO WARRANTY OF ANY KIND, EXPRESS OR IMPLIED, INCLUDING THE WARRANTY OF TITLE, NON-INFRINGEMENT OR NON-INTERFERENCE AND THE IMPLIED WARRANTIES AND CONDITIONS OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. Access can be terminated by the relevant third parties at their sole discretion at any time. Licensee may be required to enter into separate agreements with the third parties for the access to or use of such content. IBM is not a party to any such separate agreements and as an express condition of this license Licensee agrees to comply with the terms of such separate agreements.

Currency Value Unit (CVU)

Currency Value Unit (CVU) is a unit of measure by which the Program can be licensed. A Conversion Unit (CU) is a currency independent measure of Monetary Amounts relevant to the licensing of the Program. Currency specific Monetary Amounts must be converted into CUs in accordance with the Conversion Unit table located at http://www.ibm. com/software/licensing/conversion_unit_table.html , then divided by the Designated Measure of the Program to obtain the resulting Units for which Licensee must obtain sufficient CVU entitlements, as specified in the table below. CVU entitlements are specific to the Program and may not be exchanged, interchanged, or aggregated with CVU entitlements of another program.

Processor Value Unit (PVU)

Processor Value Unit (PVU) is a unit of measure by which the Program can be licensed. The number of PVU entitlements required is based on the processor technology (defined within the PVU Table by Processor Vendor, Brand, Type and Model Number at http://www.ibm. com/software/lotus/passportadvantage/pvu_licensing_for_customers.html) and the number of processors made available to the Program. IBM continues to define a processor, for the purpose of PVU- based licensing, to be each processor core on a chip. A dual-core processor chip, for example, has two processor cores.

Licensee can deploy the Program using either Full Capacity licensing or Virtualization Capacity (Sub-Capacity) licensing according to the Passport Advantage Sub-Capacity Licensing Terms (see webpage below). If using Full Capacity licensing, Licensee must obtain PVU entitlements sufficient to cover all activated processor cores* in the physical hardware environment made available to or managed by the Program, except for those servers from which the Program has been permanently removed. If using Virtualization Capacity licensing, Licensee must obtain entitlements sufficient to cover all activated processor cores made available to or managed by the Program, as defined according to the Virtualization Capacity License Counting Rules at http://www.ibm. com/software/lotus/passportadvantage/Counting_Software_licenses_using_specific_virtualization_technologies.html.

* An Activated processor core is a processor core that is available for use in a physical or virtual server, regardless of whether the capacity of the processor core can be or is limited through virtualization technologies, operating system commands, BIOS settings, or similar restrictions.

General Charge Terms

For the purpose of CVU licensing, the Monetary Amount is the maximum cumulative amount of Licensee's total claims paid to claimants during any twelve consecutive months. The Designated Measure is 100 million CUs.

Currency Value Unit Conversion Table

From 1 to 2 Units, 1.00 CVUs per Unit
From 3 to 5 Units, 2 CVUs plus 0.90 CVUs per Unit above 2
From 6 to 10 Units, 4.7 CVUs plus 0.80 CVUs per Unit above 5
From 11 to 20 Units, 8.7 CVUs plus 0.70 CVUs per Unit above 10
From 21 to 35 Units, 15.7 CVUs plus 0.60 CVUs per Unit above 20
From 36 to 50 Units, 24.7 CVUs plus 0.45 CVUs per Unit above 35
For more than 50 Units, 31.45 CVUs plus 0.30 CVUs per Unit above 50


Program-unique Terms

Use Limitations - General

The Program may be used only for the purpose of countering or otherwise taking action intended to identify and/or inhibit fraud, financial crimes, and improper payments. The IBM Counter- fraud Management Artifacts are solely for use with the Supporting Programs within the scope of use for the Program.

"IBM Counter-fraud Management Artifacts" means the materials created using the Supporting Programs.

Use Limitations - Specific to Certain Supporting Programs

1. IBM SPSS Data Access Pack (of IBM SPSS Modeler and IBM SPSS Statistics)

The IBM SPSS Data Access Pack is provided exclusively for use by the following Supporting Programs: IBM SPSS Statistics, IBM SPSS Modeler, IBM SPSS Collaboration and Deployment Services, and IBM SPSS Decision Management. Neither Licensee nor any application, program or device is authorized to use or access the services of the Supporting Program except Licensee may access the Supporting Program to perform administrative functions for the Supporting Program such as backup, recovery and authorized configuration.

2. HL7 Vocabulary (of IBM WebSphere Message Broker)

This product includes all or a portion of the HL7 Vocabulary database, or is derived from the HL7 Vocabulary database, subject to a license from Health Level Seven International. Your use of the HL7 Vocabulary database and HL7 codes also is subject to this license, a copy of which is accessible through the following link: http://www.hl7. org/documentcenter/public/gforge_include/hl7_eula.html. The current complete HL7 Vocabulary database is also available through this link. The HL7 Vocabulary database and HL7 codes are copyright © 1989-2008, Health Level Seven International. All rights reserved. THE HL7 VOCABULARY DATABASE IS PROVIDED "AS IS." ANY EXPRESS OR IMPLIED WARRANTIES ARE DISCLAIMED, INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE.

3. IBM i2 Intelligence Analysis Platform
Use Limitations: Non-Production

4. IBM Watson Content Analytics
Use Limitations: Non-Production

5. IBM Case Manager
Use Limitation: Non-Production, except when used for implementation of Alert Management

"Alert Management" is defined as the triage of suspicious activities to trigger further action in an independent downstream application.

"Non-Production" means that the Supporting Program can only be deployed as part of Licensee's internal development and test environment for internal non-production activities, including but not limited to testing, performance tuning, fault diagnosis, internal benchmarking, staging, quality assurance activity and/or developing internally used additions or extensions to the Program using published application programming interfaces. Licensee is not authorized to use any part of the Supporting Program for any other purposes without acquiring the appropriate production entitlement.

6. Watson Explorer Advanced Edition
Licensee is permitted to analyze all content stored in the Program's repository for use with Non-Analytics Collections and up to 10 Gigabytes of content not stored in the Program's repository for use with Non-Analytics Collections. Licensee is permitted to analyze 100 Gigabytes of content stored in the Program's repository for use with Analytics Collections. A Gigabyte is 2 to the 30th power bytes. Analytics Collections refer to collections created in the Watson Explorer annotation Administration Console, or created in the Watson Explorer Content Analytics Administration Console or via the API as type "Content Analytics" or "Analytics". Non-Analytics Collections include all other content analyzed by the Program.

7. IBM DB2
- Entitlement: Ratio 1 PVU/1 PVU
- Use Limitations: Use by Principal Program

"Ratio n/m" means that Licensee receives some number ('n') entitlements for the Supporting Program for every specified number ('m') entitlements of the Principal Program as a whole. Unless otherwise specified, the number of entitlements for the Supporting Program is rounded up to a multiple of 'n'. For example, if a Program includes 100 PVUs for a Supporting Program for every 500 PVUs obtained of the Principal Program and Licensee acquires 1,200 PVUs of the Program, Licensee may install the Supporting Program and have processor cores available to or managed by it of up to 300 PVUs. Those PVUs would not need to be counted as part of the total PVU requirement for Licensee's installation of the Program on account of the installation of the Supporting Program (although those PVUs might need to be counted for other reasons, such as the processor cores being made available to the Principal Program, as well).

"Use by Principal Program" means that the Supporting Program is provided exclusively for use by the Principal Program. Neither Licensee nor any application, program or device is authorized to directly use or access the services of the Supporting Program except Licensee may access the Supporting Program to perform administrative functions for the Supporting Program such as backup, recovery and authorized configuration

8. IBM InfoSphere DataStage
- IBM InfoSphere DataStage Entitlement: 280 PVU
- IBM InfoSphere DataStage and QualityStage Designer Entitlement: 2 authorized users

Authorized User is a unit of measure by which the Supporting Program can be licensed. An Authorized User is a unique person who is given access to the Supporting Program. The Supporting Program may be installed on any number of computers or servers and each Authorized User may have simultaneous access to any number of instances of the Supporting Program at one time. Licensee must obtain separate, dedicated entitlements for each Authorized User accessing the Supporting Program in any manner directly or indirectly (for example: via a multiplexing program, device, or application server) through any means. An entitlement for an Authorized User is unique to that Authorized User and may not be shared, nor may it be reassigned other than for the permanent transfer of the Authorized User entitlement to another person.

For working or staging files, Licensee is only permitted to create and access Data Set files through the Data Set stage of IBM InfoSphere DataStage.


L/N: L-DMAE-9VFSGN
D/N: L-DMAE-9VFSGN
P/N: L-DMAE-9VFSGN